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If you cannot complete an RFI by the deadline

Contact Compliance promptly about missing documents or a response deadline.

If you cannot complete a request for information (RFI), contact Compliance before the deadline stated in your notice. Do not wait for every document to become available before explaining the problem. Review Responding to a request for information (RFI) for response and deadline guidance.

Explain what is missing

  • Include the request reference and the deadline shown in your notice.

  • Identify each item you cannot provide and explain why.

  • State when you expect the information to be available, if known.

  • Ask whether another document or explanation is acceptable and how to submit it securely.

Do not assume an extension

Sending a message, submitting part of a response, or asking for more time does not extend the deadline. Follow the instructions in the notice unless Compliance explicitly confirms a change. Keep that confirmation with the request.

If the deadline has already passed

Contact Compliance promptly and explain the situation. Missing a deadline can affect the transaction or account, as described in the RFI overview and your notice. Ask for the current status and next step; do not assume that a late response reverses an action already taken.

Still need help?

Contact Compliance with your request reference. For a technical problem accessing the request, contact support without attaching sensitive documents.

Never share passwords, sign-in codes, seed phrases, or private keys.

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